Replaces Outside Counsel ($500+/mo)
If you've ever Googled 'AML requirements for investment advisers' at 11pm, this module is for you. The 2026 FinCEN mandate added real compliance burden to emerging managers — and most of you are navigating it without a dedicated compliance team.
Start your free trialCompliance isn't why you got into venture capital. But miss a Form ADV filing deadline or fail an AML check, and it becomes the only thing you're thinking about.
Most emerging GPs handle compliance one of two ways: pay an outside consultant $500+/mo, or build a personal reminder system and hope nothing falls through the cracks. Neither scales. Neither gives you confidence that you're actually covered.
See every upcoming deadline in a calendar view with automated email reminders at 7 days, 3 days, and 1 day before due date. Form ADV, state filings, tax deadlines, and custom items — all in one place.
Built-in checklists aligned to the 2026 FinCEN requirements for investment advisers. Walk through customer identification, beneficial ownership verification, and risk assessment for every LP — with documentation templates.
Auto-populated checklists based on your fund's domicile and the states where your LPs reside. Blue sky filings, state registration requirements, and jurisdiction-specific obligations — all pre-built and customizable.
Pre-loaded calendar with Form ADV annual amendment deadlines, Form PF filing dates, state filing schedules, and tax return due dates. Customize with your fund's specific obligations and never scramble at the last minute.
Store completed filings, confirmation receipts, and audit trail documents alongside their compliance items. When a regulator asks for proof of your Form D filing, pull it up in seconds instead of searching through email.
Organize compliance items by category — filing, AML, tax, regulatory, and reporting. Filter to see just your AML obligations, or view all tax-related deadlines for the quarter. Clear structure for complex requirements.
Track each compliance item through Pending, In Progress, Completed, and Overdue statuses. Overdue items trigger escalation alerts so nothing silently slips past its deadline without your knowledge.
Items that pass their due date without completion are flagged immediately with persistent alerts. See all overdue items at a glance on your compliance dashboard and prioritize what needs immediate attention.
Archstone sends you a reminder a week before your Form ADV annual amendment is due. Click through the checklist, attach the completed filing, and mark it done. Full audit trail stored automatically.
When a new LP commits, walk through the AML risk assessment checklist — identity verification, beneficial ownership, source of funds, and risk rating. Document everything in Archstone instead of hiring outside counsel for routine checks.
Open your compliance dashboard to see three overdue items at a glance — a state filing, a tax election, and an LP AML update. Prioritize by regulatory risk, delegate to your admin or counsel, and track completion.
LP Portal triggers AML checks automatically when new LPs are added to your fund. Archie AI can run compliance audits on demand — just ask “What compliance items are overdue?” and get an instant summary. Data Room stores all compliance filings with the audit trail regulators expect.
Pricing
Available on Pro ($497/mo)
The Compliance Dashboard is included in the Pro plan with all checklists, reminders, and Archie AI compliance audits.
14-day free trial. No credit card required.
Start your free trial